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Investment Planning

We build highly customized portfolios to help pursue our client’s goals.


Through our access to a robust research department and thousands of different investment vehicles (including but not limited to stocks, bonds, mutual funds, ETFs, annuities and alternative investments), we will develop a customized asset allocation portfolio specifically designed to address your needs and goals, while staying within your risk tolerance. We believe that being disciplined in our approach toward strategic and tactical asset management will help give you a good probability of managing risk and capturing a reasonable rate of return.


  • We ask questions so we can understand our clients

  • We tailor customized strategies to fit client needs & goals

  • We are committed to pacing our clients through their financial milestones with a focus on the long-run

  • We manage portfolios for tax efficiency

  • We can manage your portfolio to be socially responsible

  • We diversify client portfolios to balance risk and potential reward

  • We strive to provide long-run liquidity while seeking the growth and preservation of principal

  • We utilize the capablitity to leverage multiple investment platforms including:  Traditional Brokerage / Broker of Record, Wealth Management (Advisor & Institutional Lead Strategies), Seperately Managed Accounts, Alternative Investments, and Insurance & Annuity Solutions


The disciplined wealth management process focuses on fundamental elements to help ensure proper portfolio design and implementation through:


  • Drawing on the intellectual capital and resources from internal and external partners to complement the team-based approach, utilizing experience, education, and research to help educate clients on investment consideration when building efficient portfolios.


  • Focusing on managing principal and seeking returns aligned with each client’s needs and goals. The underlying objective is capital appreciation while maintaining liquidity and managing risks in the fixed income and equity markets.


  • Diversifying assets in the portfolio may potentially enhance yield and capital appreciation while being sensitive to the tax consequences of making changes within a portfolio.


  • Aligning portfolios based on the clients’ goals and objectives, given the investment environment, by adding traditional and alternative asset classes to create diversification and potentially enhance performance over time.


  • Using a mix of active and passive managers to help position the clients’ portfolios to take advantage of the potential opportunities in the market.


  • Assessing asset managers performance against the appropriate benchmark as well as conducting due diligence.


  • Periodically rebalancing investment portfolios to align assets with intended allocations and to respond to market changes, volatility and global events.


  • Proactively monitoring portfolios and making tactical decisions to adjust asset allocations and reposition client portfolios based on existing and expected market conditions aiming to improve the client’s investment experience over time.



We strive to help clients become more knowledgeable and confident in their financial situation.






This material is for general information only and is not intended to provide specific advice or recommendations for any individual. We suggest that you discuss your specific situation with your financial advisor prior to investing.


Bonds are subject to market and interest rate risk if sold prior to maturity. Bond values will decline as interest rates rise and bonds are subject to availability and change in price.


Investing in stock includes numerous specific risks including: the fluctuation of dividend, loss of principal and potential illiquidity of the investment in a falling market.


Alternative investments may not be suitable for all investors and should be considered as an investment for the risk capital portion of the investor’s portfolio. The strategies employed in the management of alternative investments may accelerate the velocity of potential losses.


Managed futures are speculative, use significant leverage, may carry substantial charges, and should only be considered suitable for the risk capital portion of an investor’s portfolio.


The prices of small cap stocks are generally more volatile than large cap stocks.


Investing in Real Estate and Real Estate Investment Trusts (REITs) involves special risks such as potential illiquidity and may not be suitable for all investors.


Investing in private equity and private debt is subject to significant risks and may not be suitable for all investors. These risks may include limited operating history, uncertain distributions, inconsistent valuation of the portfolio, changing interest rates, leveraging of assets, reliance on the investment advisor, potential conflicts of interest, payment of substantial fees to the investment advisor and the dealer manager, potential illiquidity and liquidation at more or less than the original amount invested.


Limited partnerships are subject to special risks, such as potential illiquidity, and may not be suitable for all investors.

There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Asset allocation and diversification does not protect against market risk.


Investing involves risk including loss of principal. No strategy assures success or protects against loss.


Rebalancing a portfolio may cause an investor to incur tax liabilities and/ or transaction costs and does not assure a profit or protect against a loss.


Asset allocation does not guarantee a profit or protect against a loss in a declining financial market.







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